KENNETH M. KARAS, District Judge:
Pro se Plaintiff Ricky Kamdem-Ouaffo ("Plaintiff") bring this Second Amended Complaint ("SAC") against Pepsico, Inc. ("PepsiCo"), Dr. Peter S. Given, Jr. ("Dr. Given"), Dr. Naijie Zhang ("Dr. Zhang"), ScentSational Technologies LLC ("ScentSational"), and Steven M. Landau ("Landau") (collectively, "Defendants"), asserting unenforceable contract, unjust enrichment, constructive trust, correction of inventorship, and defamation. (Dkt. No. 52). Before the Court are two Motions to Dismiss Plaintiff's Second Amended Complaint (collectively, "Motions"), one on behalf of ScentSational and Landau ("ScentSational Defendants") and one on behalf of PepsiCo, Dr. Given, and Dr. Zhang ("PepsiCo Defendants"). (Dkt. Nos. 72, 75.) For the following reasons, Defendants' Motions are granted, and Plaintiff's Second Amended Complaint is dismissed with prejudice.
The factual allegations that follow are derived from Plaintiff's Second Amended Complaint, which the Court assumes to be true for the purpose of deciding the instant Motions.
Plaintiff, a resident of New Brunswick, New Jersey, "has many years of experience in the research and development, manufacturing, analysis[,] and application of flavors and aromas." (Pl.'s Second Am. Compl. ("SAC") ¶ 3 (Dkt. No. 52).) From July 14, 2008 to September 28, 2009, Plaintiff worked under contract as a "Food Scientist at ... PepsiCo's Research and Development facility in Valhalla, New York." (Id. ¶ 22.) In that capacity, Plaintiff was tasked with "provid[ing] leadership and strategy for developing [and] evaluating commercially viable Aroma Technology Delivery System[s] applicable to PepsiCo's commercial items." (Id. ¶ 27.)
Prior to beginning his work at PepsiCo, Plaintiff signed a "Staffing Supplier Employee Agreement Regarding Confidentiality and Intellectual Property" ("Agreement") with PepsiCo through Subex Technologies, Inc. ("Subex") "as the [s]taffing [a]gency." (Id. ¶ 23 (internal quotation marks omitted).) Plaintiff signed the Agreement on July 9, 2008, at which time Subex managers explained that, pursuant to the Agreement, "Plaintiff in principle consented to assigning his future intellectual property to PepsiCo for commercial use in exchange [for] payment to be made to ... Plaintiff in the future." (Id. ¶¶ 23-24.) Plaintiff alleges there was also "[a] common understanding" that should intellectual property created by Plaintiff during the period of his contract "be found patentable," PepsiCo would "credit" Plaintiff as the inventor. (Id. ¶ 25.)
During the period of his employment as a "Food Scientist[,] ... Plaintiff pioneered, conceptualized, designed, demonstrated, proved, executed, and implemented aroma concepts, technologies, and techniques ... that none of [PepsiCo's] employees [had]
At some point prior to or on September 16, 2009, PepsiCo Defendants, at the direction of PepsiCo senior managers, "expunged... Plaintiff's name from" intellectual property Plaintiff created during his employment. (Id. ¶¶ 32, 34.) In subsequent patent applications, PepsiCo credited these inventions to Dr. Given and Dr. Zhang, though allegedly neither "contribute[d] to the creation and/or inventions of" that intellectual property. (Id. ¶ 32.) Specifically, Plaintiff alleges that Dr. Given provided "no intellectual input or supervision" when "Plaintiff created and conceptualized his inventions and reduced them to practice," and "Dr. Zhang was not even an employee of PepsiCo" during that time period. (Id. ¶ 33.)
Plaintiff further alleges that the removal of his name from the intellectual property was part of a coordinated attempt by PepsiCo to distance itself from Plaintiff. On the same day that PepsiCo managers removed Plaintiff's name certain intellectual property, Dr. Given allegedly sent an email to his colleagues that said: "`Another hitch — [Plaintiff's] contract is terminating Oct[ober] 5, and he'll be informed this week ... more drama! Please do not distribute this info, but [it] may impact our decision on inventorship.'" (Id. ¶ 8 (italics omitted).)
On or around September 23, 2009, five days before the expiration of Plaintiff's contract, PepsiCo Human Resources Manager Aida Costello allegedly told Plaintiff that he was "`culturally unfit'" for employment, "being a black male [with] an opinion on scientific matters that was contrary to that of his peers of [another] skin color," and that he "needed to be `coached.'" (Id. ¶ 64-66 (alteration omitted).) Plaintiff likewise alleges that PepsiCo's decision not to credit Plaintiff for his claimed inventions stemmed from "raw racism ... directed against people," like Plaintiff, "who are of the genetics ... and appearance that [D]efendants don't like." (Id. ¶ 71.)
On September 28, 2009, Plaintiff's work assignment contract expired and was not renewed. (Id. ¶¶ 35-36.)
Thereafter, PepsiCo filed for five patents with the United States Patent and Trademark Office ("USPTO") based on the intellectual property at issue, one of which, a patent application for "Releasable Entrapment of Aroma Using Polymeric Matrix," was granted on July 2, 2013 (US Patent No. 8,474,637 B2). (See id. ¶¶ 41, 47, 60.)
On October 11, 2012, Plaintiff submitted a request to PepsiCo, asking that it amend the relevant "patent applications and patents thereof from which [it] ... removed... Plaintiff's name" to credit him as the inventor. (Id. ¶ 55; see also id. ¶ 56.) PepsiCo did not reply to this request, nor did it "make the amendment and correction of inventorship requested." (Id. ¶ 59.) Nonetheless, Plaintiff alleges that he is the "true inventor" of both the patented property and the property described in the four pending patent applications. (Id. ¶ 93; see also id. ¶¶ 60, 107-08.)
Plaintiff commenced the instant Action on January 31, 2014 against PepsiCo, Dr. Given, and Dr. Zhang, alleging six causes of action arising out of his temporary work assignment for PepsiCo. (Dkt. No. 1.) On March 14, 2014, the same day that PepsiCo Defendants first requested a pre-motion conference, (Dkt. No. 8), Plaintiff filed his First Amended Complaint ("FAC"), alleging thirteen causes of action, specifically "breach of intellectual property agreement," "wrongful appropriation of plaintiff's intellectual property," "fraudulent obtaining of signature," "correction of inventorship," "unjust enrichment," "the necessity of constructive trusts," a "request for subpoenas," three causes of action relating to alleged false statements made to the USPTO, and three causes of action relating to other alleged criminal conduct. (Dkt. No. 9.) Pursuant to a scheduling order set at the pre-motion conference held on May 15, 2014, (Dkt. No. 31), PepsiCo Defendants filed their Motion To Dismiss and Memorandum of Law on June 6, 2014, (Dkt. Nos. 34-35) as well as an associated Declaration on June 9, 2014, (Dkt. No. 37). On July 9, 2014, Plaintiff submitted a "Notice of Counterclaim... in Support of the Denial of the Defendants' Motion to Dismiss," in addition to an Affidavit and Memorandum of
Without accepting the Revised FAC for filing but nonetheless considering its allegations, the Court dismissed Plaintiff's FAC without prejudice on March 9, 2015. (Dkt. No. 50.)
On March 25, 2015, Plaintiff filed his SAC, alleging five causes of action arising out of his temporary work assignment at PepsiCo and joining ScentSational and Landau as additional Defendants. (Dkt. No. 52.) Pursuant to a briefing schedule set by the Court on May 11, 2015, (Dkt. No. 71), ScentSational Defendants filed their Motion to Dismiss Plaintiff's Second Amended Complaint and supporting papers on June 15, 2015. (Dkt. Nos. 72-74.) Also on that date PepsiCo Defendants filed their separate Motion to Dismiss Plaintiff's Second Amended Complaint and supporting papers. (Dkt. Nos. 75-77.) On July 21, 2015, Plaintiff filed a "Memorandum of Law in Support of the Denial of the PepsiCo Defendants' Motion to Dismiss," (Dkt. No. 86), along with a Motion to Intervene and/or Consolidate, (Dkt. Nos. 84-85).
"While a complaint attacked by a Rule 12(b)(6) motion to dismiss does not need detailed factual allegations, a plaintiff's obligation to provide the grounds of his entitlement to relief requires more than labels and conclusions, and a formulaic recitation of the elements of a cause of action will not do." Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007) (alterations, citations, and internal quotation marks omitted). Indeed, Rule 8 of the Federal Rules of Civil Procedure "demands more than an unadorned, the-defendant-unlawfully-harmed-me accusation." Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009). "Nor does a complaint suffice if it tenders naked assertions devoid of further factual
"[W]hen ruling on a defendant's motion to dismiss, a judge must accept as true all of the factual allegations contained in the complaint." Erickson v. Pardus, 551 U.S. 89, 94, 127 S.Ct. 2197, 167 L.Ed.2d 1081 (2007); see also Nielsen v. Rabin, 746 F.3d 58, 62 (2d Cir.2014) ("In addressing the sufficiency of a complaint we accept as true all factual allegations...." (internal quotation marks omitted)); Aegis Ins. Servs., Inc. v. 7 World Trade Co., 737 F.3d 166, 176 (2d Cir.2013) ("In reviewing a dismissal pursuant to Rule 12(b)(6), we... accept all factual allegations in the complaint as true...." (alterations and internal quotation marks omitted)). Further, "[f]or the purpose of resolving [a] motion to dismiss, the Court ... draw[s] all reasonable inferences in favor of the plaintiff." Daniel v. T & M Prot. Res., Inc., 992 F.Supp.2d 302, 304 n. 1 (S.D.N.Y. 2014) (citing Koch v. Christie's Int'l PLC, 699 F.3d 141, 145 (2d Cir.2012)). Where, as here, a complaint was filed pro se, it must be construed liberally with "special solicitude" and interpreted to raise the strongest claims that it suggests. Hill v. Curcione, 657 F.3d 116, 122 (2d Cir.2011) (internal quotation marks omitted).
Additionally, "[i]n ruling on a 12(b)(6) motion, ... a court may consider the complaint[,]... any written instrument attached to the complaint as an exhibit[,] or any statements or documents incorporated in it by reference," as well as "matters of which judicial notice may be taken, and documents either in [the] plaintiffs' possession or of which [the] plaintiffs had knowledge and relied on in bringing suit." Kalyanaram v. Am. Ass'n of Univ. Professors at N.Y. Inst. of Tech., Inc., 742 F.3d 42, 44 n. 1 (2d Cir.2014) (alteration and internal quotation marks omitted); see also Leonard F. v. Isr. Disc. Bank of N.Y., 199 F.3d 99, 107 (2d Cir.1999) ("In adjudicating a Rule 12(b)(6) motion, a district court must confine its consideration to facts stated on the face of the complaint, in documents appended to the complaint or incorporated in the complaint by reference, and to matters of which judicial notice may be taken." (internal quotation marks omitted)); Hendrix v. City of N.Y., No. 12-CV-5011, 2013 WL 6835168, at *2 (E.D.N.Y. Dec. 20, 2013) (same).
As in the FAC, Plaintiff alleges against PepsiCo Defendants several causes action
First and foremost, Plaintiff's claims of unenforceable contract, unjust enrichment, and constructive trust, all of which relate to the Agreement, are barred by res judicata because they were or could have been raised by Plaintiff in a prior proceeding. Under the federal rules of res judicata, a subsequent lawsuit will be barred where a party can show: (1) an adjudication on the merits in the previous action; (2) that the previous lawsuit involved the same parties, or those in privity with them; and (3) that the claims asserted in the subsequent suit were raised, or could have been raised, in the prior proceeding. See Monahan v. N.Y.C. Dep't of Corr., 214 F.3d 275, 285 (2d Cir.2000).
In September 2010, Plaintiff filed a lawsuit in the New York Supreme Court, alleging a number of causes of action against PepsiCo. See Kamdem-Ouaffo v. PepsiCo, Inc., No. 22625/2010 (N.Y.Sup.Ct. 2010); see also Kamdem-Ouaffo, 2015 WL 1011816, at *4 n. 9 (discussing this state court action). Most relevant here, Plaintiff's complaint alleged that PepsiCo breached the employment contract by terminating Plaintiff prior to the contract's end date and that PepsiCo violated New York's Whistle Blower statute by terminating him before the contract expired and by refusing to consider him for a permanent position. (See Tempesta Decl. Ex. 4 ("N.Y. Judgment") 3.)
In addition to involving the same parties and thereby satisfying the second element of res judicata, the prior proceeding also satisfies the first, as the state court evaluated the merits of Plaintiff's contract claims against PepsiCo and found his allegations lacking. See Kamdem-Ouaffo v. Pepsico, Inc., 133 A.D.3d 825,21 N.Y.S.3d 150, 154 (2015) (affirming that PepsiCo "established its prima facie entitlement to judgment as a matter of law dismissing the remaining causes of action to recover damages for[, inter alia,] breach of contract").
In seeking to differentiate the two suits, Plaintiff underscores that the state court "declined to exercise jurisdiction over the matters related to [p]atent[s]." (Pl.'s Mem. of Law Opp'n to Defs.' Mot. To Dismiss ("Pl.'s Opp'n") 10-11 (Dkt. No. 86).) Yet, notwithstanding Plaintiff's insistence otherwise, (see, e.g., id. at 11 ("All causes of actions and the relief sought []in ... Plaintiff's SAC are related to [a patent].")), this Court's original jurisdiction over such subject matter, pursuant to 28 U.S.C. § 1338(a), has no bearing on the three contract-related claims at issue here. Plaintiff's claims for unenforceable contract, unjust enrichment, and constructive trust pertain to the Agreement, not to patents also at issue in this case. (See, e.g., SAC ¶ 14 ("Plaintiff alleges that the said [Agreement] was/is invalid and/or unenforceable and/or voidable.")). Considering that state courts are competent to entertain contract suits, see Gottlieb v. Carnival Corp., 436 F.3d 335, 337 (2d Cir.2006) (noting "state courts are courts of general jurisdiction"), it is clear Plaintiff could have, but did not, assert those claims in his prior suit against PepsiCo.
These claims "arise out of the same factual predicate as the original claims," L-Tec Elecs., 198 F.3d at 88, namely Plaintiff's work assignment contract. It is well-settled that multiple claims based upon a single contract are considered part of the same transaction, unless the plaintiff could not have asserted a claim in the original action. See Prime Mgmt. Co. v. Steinegger, 904 F.2d 811, 816 (2d Cir.1990) (explaining that, in a suit for breach of contract, "res judicata will preclude the party's subsequent suit for any claim of breach that had occurred prior to the first suit"). As discussed above, Plaintiff could have raised these contract claims in the state court since the underlying contract pre-dated that suit. For whatever reason he did not,
Even if res judicata did not preclude Plaintiff from raising these claims here, the causes of actions that arise out of the Agreement would fail nonetheless.
In its prior Opinion dismissing Plaintiff's contract claim, this Court held that "Attachment B is a clear and explicit assignment of all intellectual property from Plaintiff to PepsiCo," Kamdem-Ouaffo, 2015 WL 1011816, at *11, thereby upholding the validity of the Agreement, see id. at *13 (concluding that "the Agreement governs Plaintiff's rights to the intellectual property at issue"); id. at *14 ("[B]y operation of Attachment B, Plaintiff has no remaining ownership interest in the intellectual property at issue."). While "Plaintiff challenges the validity and enforceability of Attachment B," (SAC ¶ 153), the SAC ultimately offers no new factual allegations to alter the Court's prior conclusion. Plaintiff himself asserts that "[i]t is substantially supported by the same factual background of the [FAC]." (Id. ¶ 153.) Indeed, his bare allegations of "lack of [m]utual [a]ssent, failure to disclose material facts to ... Plaintiff, [and] ambiguity," (id. ¶ 159 (internal quotation marks omitted)), are no more than "naked assertions devoid of further factual enhancement," Iqbal, 556 U.S. at 678, 129 S.Ct. 1937 (alteration and internal quotation marks omitted). As such, his unsubstantiated challenges to the validity of the Agreement fail to establish any right to relief.
On one hand, Plaintiff alleges lack of mutual assent on the basis that "he was never given the opportunity to review the entire [Agreement]" and thus did not fully understand its content. (SAC ¶ 167; see also Pl.'s Opp'n 10 ("Plaintiff was never provided a copy of the executed agreements until during discovery of the [state court] lawsuit.").) However, under New York law, "[a] party's failure to read or understand a contract that it signs does not relieve it of its obligation to be bound by the contract." In re Lehman Brothers Inc., 478 B.R. 570, 587 n. 19 (S.D.N.Y. 2012), aff'd sub nom. In re Lehman Bros. Holdings Inc., 761 F.3d 303 (2d Cir.2014); see also Brandywine Pavers, LLC v. Bombard, 108 A.D.3d 1209, 970 N.Y.S.2d 653, 655 (2013) ("A party is under an obligation to read a document before he or she signs it, and a party cannot generally avoid the effect of a document on the ground that he or she did not read it or know its contents." (alterations and internal quotation marks omitted)); Superior Officers Council Health & Welfare Fund v. Empire HealthChoice Assurance, Inc., 85 A.D.3d 680, 927 N.Y.S.2d 324, 326 (2011) ("[P]arties are presumed to know the contents of the agreements they have signed."), aff'd, 17 N.Y.3d 930, 935 N.Y.S.2d 574, 959 N.E.2d 511 (2011). Accordingly, Plaintiff's contention that he did not read or understand the entirety of the "voluminous document," (SAC ¶160), by itself, does not void the Agreement. Because Plaintiff provides no other reason to invalidate the Agreement, it should be enforced according to its terms. See Marciano v. DCH Auto Grp., 14 F.Supp.3d 322, 330 (S.D.N.Y.2014) (enforcing an agreement against a party who claimed that "she did not read the entire... [a]greement" before signing it); Martin v. Creative Mgmt. Grp., Inc., No. 10-CV-2214, 2010 WL 2629580, at *2 (S.D.N.Y. June 29, 2010) ("[A] person who signs a written contract is bound by its terms regardless of his or her failure to
In addition, Plaintiff "seek[s] to have the contract voided by the Court and/or found to be unenforceable" due to an alleged breach of "an implied covenant of good faith and fair dealing between PepsiCo and ... Plaintiff." (SAC ¶¶ 205, 208.) Yet, under New York law, only parties to a contract can be held liable for breach of the implied covenant of good faith and fair dealing. See Ray Legal Consulting Grp. v. DiJoseph, 37 F.Supp.3d 704, 727 (S.D.N.Y.2014) (holding that "an action for breach of the implied covenant of good faith and fair dealing of [an] agreement cannot lie against" those who were not party to it); Am.-European Art Assocs., Inc. v. Trend Galleries, Inc., 227 A.D.2d 170, 641 N.Y.S.2d 835, 836 (1996) (dismissing a "cause of action for breach of an implied duty of good faith and fair dealing by [the] defendants" due to the absence "of a valid and binding contract from which such a duty would arise"). The plain terms of the Agreement make clear that PepsiCo and its employees were not a party to the work assignment contract. (See, e.g., Agreement, at Attachment B (referring to "my employer, the Staffing Supplier named below"); id. at Attachment C ¶ 1("I understand that I am an employee of the Staffing Supplier [Subex,] and I am not an employee of PepsiCo.").) This Court, in fact, has already determined that "under the plain terms of the Agreement, PepsiCo cannot be liable for any breach of contract under the Agreement, to which it was not a party." Kamdem-Ouaffo, 2015 WL 1011816, at *7 (emphasis added).
Plaintiff also claims the Agreement is unenforceable because "there was no definiteness" as to his compensation. (Id. ¶ 196.) However, this Court already determined that the Agreement did indeed specify his compensation. See Kamdem-Ouaffo, 2015 WL 1011816, at *10 (recognizing the $82,142 that Plaintiff received "as compensation" to be "the consideration that he was promised on the face of the Agreement"). Moreover, as this Court also previously held, "[u]nder the Agreement, Plaintiff was clearly an employee of Subex, and not of PepsiCo." Id. at *7. Precisely because the Agreement unambiguously indicates Plaintiff's employer as Subex, not PepsiCo, (cf. SAC ¶ 208 (acknowledging that "PepsiCo did not directly sign ... Attachment B")), no parol evidence is "admissible to suggest that PepsiCo promised that Plaintiff's name would remain on his inventions, or that PepsiCo owed him compensation as his employer," Kamdem-Ouaffo, 2015 WL 1011816, at *9; see also Schron v. Troutman Sanders LLP, 20 N.Y.3d 430, 963 N.Y.S.2d 613, 986 N.E.2d 430, 436 (2013) (affirming that "evidence outside the four corners of the document" is admissible to modify or contradict a written agreement "only if a court finds an ambiguity in the contract"). For these reasons, the Court again rejects Plaintiff's attempt to challenge the definiteness of the Agreement.
Lastly, Plaintiff alleges that PepsiCo Defendants "voided the contract" through "either fraud in the execution or fraud in the inducement, with respect to []Attachment B." (SAC ¶¶ 212, 221.) Yet, such allegations once again fail to meet the heightened pleading standard required for fraud claims. See Kamdem-Ouaffo, 2015 WL 1011816, at *12 ("It long has been clear that `[a]llegations of fraud are subject to a heightened pleading standard.'" (alteration in original) (quoting Nakahata v. N.Y.-Presbyterian Healthcare Sys., Inc., 723 F.3d 192, 197 (2d Cir.2013))); see also Fed. R. Civ. P. 9(b) ("In alleging fraud or mistake, a party must state with particularity the circumstances constituting fraud or mistake."). To survive a motion to dismiss a fraud-based claim, "a party must state with particularity the circumstances constituting fraud, ... which... requires the plaintiff to (1) specify the statements that the plaintiff contends were fraudulent, (2) identify the speaker, (3) state where and when the statements were made, and (4) explain why the statements were fraudulent." Nakahata, 723 F.3d at 197 (internal quotation marks omitted). Though he claims "the way Defendants worked the fraud was that they first expunged the Plaintiff's name from his inventions," (SAC ¶ 219), Plaintiff, for a second time, fails to satisfy the fourth prong of the pleading standard in not specifying any federal or state law that Defendants have violated, see Kamdem-Ouaffo, 2015 WL 1011816, at *12 ("Plaintiff does not explain how PepsiCo's actions were fraudulent given that an assignee of intellectual property is permitted to make a patent application" (citing 35 U.S.C. § 118 ("A person to whom the inventor has assigned ... the invention may make an application for patent."))). Even had Plaintiff intended to allege common law fraud under New York law, he nonetheless fails to allege facts that establish the elements of such a claim, as the SAC, like the FAC, does not allege reliance on a misrepresentation of material
Given these considerations, Plaintiff cannot sustain a claim for an unenforceable contract even if it were not barred by res judicata.
Having reaffirmed the enforceability of the Agreement in the absence of any new factual allegations, the Court again rejects Plaintiff's unjust enrichment claim. See id. at *13 (dismissing Plaintiff's unjust enrichment claim). The SAC alleges that "Defendants[,] or at least some of ... Defendants, have been and continue to be unjustly enriched by asserting ... they own and/or are inventors of Plaintiff[']s [i]ntellectual [p]roperty." (SAC ¶ 261.) Yet, as previously noted by this Court, the remedy of "[u]njust enrichment is not available where there is a valid contract between the parties covering the same subject matter." Arbitron, Inc. v. Kiefl, No. 09-CV-4013, 2010 WL 3239414, at *7 (S.D.N.Y. Aug. 13, 2010); see also Am. Med. Ass'n v. United Healthcare Corp., No. 00-CV-2800, 2007 WL 683974, at *10 (S.D.N.Y. Mar. 5, 2007) ("[D]ecisions both in New York state courts and in [the Southern District of New York] have consistently held that claims for unjust enrichment may be precluded by the existence of a contract governing the subject matter of the dispute...."). As discussed above and in its prior decision by this Court, the Agreement "contractually transferred [Plaintiff's] intellectual property to PepsiCo." Kamdem-Ouaffo, 2015 WL 1011816, at *11. This valid contract thus governs Plaintiff's rights to the subject matter at issue and precludes this second cause of action, regardless of the applicability of res judicata.
Plaintiff repeats his earlier claim that he is entitled to a constructive trust related to certain patents outlined in the SAC.
Repeating yet another claim from the dismissed FAC, Plaintiff seeks correction of ownership for at least two intellectual property items outlined in the SAC.
To the extent that Plaintiff seeks to once again bring a correction of inventorship claim for any patent application referenced in the SAC, (see, e.g., SAC ¶¶ 48, 60), such an attempt must be denied. As this Court has already emphasized, there is no "private right of action to challenge inventorship of a pending patent application." HIF Bio, Inc. v. Yung Shin Pharm. Indus. Co., 600 F.3d 1347, 1354 (Fed.Cir.2010); see also Kamdem-Ouaffo, 2015 WL 1011816, at *14 ("Plaintiff cannot bring a cause of action for a correction of inventorship for the four pending patent applications."). This is equally true for abandoned patents, as "a district court lacks jurisdiction to review the inventorship of an unissued patent." Camsoft Data Sys., Inc. v. S. Elecs. Supply, Inc., 756 F.3d 327, 335 (5th Cir.2014) (alteration and internal quotation marks omitted), cert. denied, ___ U.S. ___, 135 S.Ct. 1162, 190 L.Ed.2d 914 (2015); see also E.I. Du Pont de Nemours & Co. v. Okuley, 344 F.3d 578, 584 (6th Cir.2003) (same).
While 35 U.S.C. § 256 "provides a private right of action to challenge inventorship" for issued patents, Kamdem-Ouaffo, 2015 WL 1011816, at *14 (internal quotation marks omitted), "a plaintiff seeking correction of inventorship under § 256 can pursue that claim in federal court only if the requirements for constitutional standing — namely injury, causation, and redressability — are satisfied," Larson v. Correct Craft, Inc., 569 F.3d 1319, 1326 (Fed.Cir.2009). As before, the Court finds that Plaintiff lacks standing to make such a claim because, pursuant to the Agreement, he assigned his patent rights to PepsiCo. (See generally Attachment B.) Plaintiff thus has no remaining ownership interest in the disputed intellectual property, including the "patent from ... Plaintiff's intellectual property [that] was granted on July 2, 2013 as US Patent No. 8,474,637 B2." (SAC ¶ 41; cf. id. ¶ 18 ("Defendants have already been granted a utility patent by the [USPTO] as Patent No. US 8,474,637 B2.").)
Furthermore, Plaintiff's conclusory allegations of "damages in terms of the loss of the ownership, inventorship, recognition, and the honor for his valuable, marketable, confidential, patentable and now patented [i]ntellectual [p]roperty" do not suffice, (SAC ¶ 304), as the Agreement unmistakably leaves Plaintiff with none of the requisite interests for standing, see Larson, 569 F.3d at 1327 (concluding that the plaintiff "has no financial interest in the patents sufficient for him to have standing to pursue a § 256 claim"); Jim Arnold Corp. v. Hydrotech Sys., Inc., 109 F.3d 1567, 1572 (Fed.Cir.1997) (finding the plaintiff lacked standing to pursue a patent infringement claim where he had assigned away all his patent rights and thus did not have an ownership interest in the patents); Swanson v. ALZA Corp., No. 12-CV-4579, 2013 WL 968275, at *4 (N.D.Cal. Mar. 12, 2013) ("Where an inventor assigns all of his interest in an invention to others, he retains no financial interest in the patents and therefore no interest sufficient for him to have standing to pursue a § 256 claim." (internal quotation marks omitted)). In light of this principle, Plaintiff's correction of inventorship claim is dismissed.
As the one fresh cause of action presented in the SAC, Plaintiff alleges that "[PepsiCo] Defendants knowingly and willfully made written false statements against ... Plaintiff to attack ... Plaintiff's performance on his job and profession, and to attack ... Plaintiff's moral character." (SAC ¶ 308.)
According to Plaintiff, "[t]he said written defamatory statements were made [by PepsiCo Defendants] to the United States government in a document dated 12/18/2009." (Id.; see also id. ¶ 39 ("PepsiCo and its protégés publically and deceitfully made representation[s] ... in a letter dated 12/18/2009.").) New York Civil Practice Law and Rules ("CPLR") § 215(3) requires that an action for defamation "be commenced within one year," that is, within one year of the original publication of the statements. See Melious v. Besignano, 125 A.D.3d 727, 4 N.Y.S.3d 228, 229 (2015) ("A cause of action alleging defamation is governed by a one-year statute of limitations... [that] accrues at the time the alleged statements are originally uttered."); see also Tucker v. Wyckoff Heights Med. Ctr., 52 F.Supp.3d 583, 596-97 (S.D.N.Y.2014) ("Under CPLR § 215(3), a claim for libel must be asserted within one year of the date on which the libelous material first was published, that is, displayed to a third party." (internal quotation marks omitted)), appeal dismissed (Feb. 26, 2015). Notwithstanding that Plaintiff allegedly "discovered in 2012 that on 12/18/2009 [PepsiCo] Defendants had written to the United States government," (SAC ¶ 67; see also Pl's Opp'n 26 (stating that the document "was discovered as part of a judicial proceeding [before] the State Supreme Court")), any action for defamation accrued when the alleged statements were first published such that he needed to commence suit within one year of December 18, 2009.
Attempting to keep alive his defamation claim, Plaintiff asserts that, pursuant to "CPLR [§] 203(g), Plaintiff has two years from the date of imputation to commence action." (Pl's Opp'n 26.) This reliance on CPLR § 203(g) is misplaced, however, as § 215 does not provide that the statute of limitations for defamation accrues from discovery.
Plaintiff filed the SAC on March 25, 2015, meaning that any claims for defamation prior to March 25, 2014 are time barred. Because Plaintiff's allegations here all rest on "the same 12/18/2009 letter to the United States government," (SAC ¶ 68), the Court dismisses this final cause of action.
In addition to being time barred, Plaintiff's defamation action fails to state a viable claim. "To establish a claim for defamation under New York law, a plaintiff must prove that: (1) the defendant published a defamatory statement of fact to a third party, (2) that the statement of fact was false, (3) the false statement of fact was made with the applicable level of fault, and (4) either the false statement was defamatory per se or caused the plaintiff special harm." Medcalf v. Walsh, 938 F.Supp.2d 478, 485 (S.D.N.Y.2013).
In the instant Action, Plaintiff cannot satisfy these elements because the document to which Plaintiff refers as containing "the job performance and sexual defamations" does not actually contain such statements. (SAC ¶ 306.)
For the foregoing reasons, Defendants' Motions To Dismiss are granted, and Plaintiff's Second Amended Complaint is dismissed with prejudice.
SO ORDERED.
Because "abandonment to the public ... destroy[s] the plaintiff's right to take a patent," Kendall v. Winsor, 62 U.S. 21 How. 322, 327, 16 L.Ed. 165 (1858), Plaintiff cannot seek correction of ownership over the pending application, see 35 U.S.C. § 133 ("Upon failure of the applicant to prosecute the application within six months after any action therein ... or within such shorter time, ... as fixed by the Director in such action, the application shall be regarded as abandoned by the parties thereto."). As ScentSational Defendants note, "[i]t is well-established that this Court cannot correct inventorship on a patent application, particularly when the application has been abandoned and its subject matter is part of the public domain." (ScentSational Defs.' Mem. 1; see also id. at 7 ("There is no means or mechanism by which the Court can `revive' an abandoned patent application for any purpose, including to correct inventorship.").)
Along these lines, the Court dismisses Plaintiff's SAC with prejudice because "[t]he problem with [his] causes of action is substantive; better pleading will not cure it." Cuoco v. Moritsugu, 222 F.3d 99, 112 (2d Cir.2000); see also Lastra v. Barnes & Noble Bookstore, No. 11-CV-2173, 2012 WL 12876, at *9 (S.D.N.Y. Jan. 3, 2012) (dismissing with prejudice a pro se complaint that was "not simply `inadequately or inartfully pleaded,' but rather contain[ed] substantive problems such that an amended pleading would be futile"), aff'd, 523 Fed.Appx. 32 (2d Cir.2013). Moreover, the Court has given Plaintiff two bites at the apple, and there is no need for a third bite. See Salahuddin v. Cuomo, 861 F.2d 40, 42 (2nd Cir.1988) (noting that a complaint may be dismissed with prejudice "where leave to amend has previously been given and the successive pleadings remain prolix and unintelligible"); Denny v. Barber, 576 F.2d 465, 471 (2d Cir.1978) (holding that the plaintiff was not entitled to "a third go-around"); Anthony v. Brockway, No. 15-CV-451, 2015 WL 5773402, at *3 (N.D.N.Y. Sept. 30, 2015) (dismissing an amended complaint with prejudice where the "[p]laintiff has already been given one opportunity to amend his complaint ..., and there is nothing in his second amended complaint suggesting that [he] could do better given another opportunity"); Al-Qadaffi v. Servs. for the Underserved (SUS), No. 13-CV-8193, 2015 WL 585801, at *8 (S.D.N.Y. Jan. 30, 2015) (denying leave to amend where "[the plaintiff] has already had one chance to amend his [c]omplaint, and there is still no indication that a valid claim might be stated if given a second chance"); Bui v. Indus. Enters. of Am., Inc., 594 F.Supp.2d 364, 373 (S.D.N.Y.2009) (dismissing an amended complaint with prejudice where the plaintiff failed to cure the deficiencies identified in his initial complaint despite "being given ample opportunity to do so"); Treppel v. Biovail Corp., No. 03-CV-3002, 2005 WL 2086339, at *12 (S.D.N.Y. Aug. 30, 2005) (finding "that leave to amend would be futile because [the] plaintiff has already had two bites at the apple and they have proven fruitless.").